Sue Banglmaier
Senior Manager – Operations
Sue Banglmaier has more than twenty years of experience in equity and fixed income security transaction analysis and execution. She oversees the firm’s trade processing and settlement functions and also performs a number of portfolio management activities. Sue works with other members of our team to evaluate the select group of brokers we transact with in pursuit of best execution for clients. She is also involved in our several aspects of our client reporting process and additionally handles client service issues.
Sue was previously the head trading associate for an independent investment advisor with several billion dollars of assets under management. Her responsibilities included electronic trade processing of equities and fixed income transactions, portfolio reconciliation, trade settlement, broker relations and client service activities.
Sue also served as a vendor managed inventory specialist at Vision Information Services. Her responsibilities included analyzing point of sales research and data processing, enabling inventory delivery, and sourcing optimization for several Fortune 500 retail companies.
Sue was previously the head trading associate for an independent investment advisor with several billion dollars of assets under management. Her responsibilities included electronic trade processing of equities and fixed income transactions, portfolio reconciliation, trade settlement, broker relations and client service activities.
Sue also served as a vendor managed inventory specialist at Vision Information Services. Her responsibilities included analyzing point of sales research and data processing, enabling inventory delivery, and sourcing optimization for several Fortune 500 retail companies.